Tailored & Flexible
Compliance Consulting

We work together with our clients to venture beyond what’s been done before in compliance. We strategize, design and execute compliance and risk programs for today’s most innovative investment managers.

Get Support from
Ex-Examiners
Spot Red Flags
Give LPs the
Diligence They Expect

Our leadership team counts on HighCamp as our trusted advisor. They’ve done their diligence to get to know us and continue to add tremendous value to our business.

Chief Operating Officer, Real Estate Fund Manager

Compliance
Services

Telephone and Email Consulting

Compliance Program Reviews

  • Annual Compliance Program Reviews
  • Mock SEC Examinations
  • Gap Analysis Reviews
  • Marketing Material Reviews

SEC Examination Support

  • Unlimited or tailored SEC Exam Support

Compliance Program Testing

  • Annual & Quarterly Testing
  • E-Communications Surveillance

Tailored Compliance Manuals

Cybersecurity Policies and Procedures

Compliance Training

SEC Registration

Regulatory Filings

  • Form ADV Review and Filings
  • Annual and Quarterly Form PF

Filings

  • Form 13F, 13H and 13G Filings

We should have switched to HighCamp sooner. Their experience and quality of service sets them apart. We also really enjoy working with our energetic HighCamp team.

Chief Compliance Officer, Credit Fund Manager

CCO Support
Services

E-Communications Surveillance

Code of Ethics Administration

RegTech Support

Policies and Procedures Testing

Social Media Reviews

Negative News/Internet Searches

Political Contributions Testing

Expert Network Call Chaperoning

Vendor Due Diligence

Marketing Material Reviews

We’re well versed in leading tech platforms.

And unlike other compliance firms we don’t have any strategic relationships with other technology providers. This allows our consultants to provide unbiased support and recommendations to find the best service provider for you. We’ll never sell you software that you don’t need to meet our sales quotas.

Thanks to HighCamp, we were very well prepared for our SEC exam, and were extremely pleased with the results.

Chief Financial Officer, Private Equity Fund Manager

We help keep you SEC compliant.

The regulatory landscape continues to rapidly evolve. We’re here to help you stay a step ahead.