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2020 Second Quarter Compliance Letter

“Everything changes.”   Legendary NBA coach Phil Jackson referred to this quote during “The Last Dance,” a TV documentary that chronicles the Chicago Bulls 1998 championship season and culmination of...

The New Normal: Maintaining Compliance Programs Remotely

The way most of us work together has changed. Video calls have replaced the conference room. Children and pets have made cameos into boardrooms. Virtual happy hours are now how...

2020 First Quarter Compliance Letter

Our thoughts and prayers go out to everyone across the globe affected by the COVID-19 pandemic. A year ago, our first quarter update echoed Warren Buffett’s annual letter sentiment about...

2019 Year in Review for Investment Advisers

“If you don’t do it this year, you will be one year older when you do.” – Warren Miller I’ve been an aspiring ski bum my entire adult life and...

2019 Third Quarter Compliance Letter

We’re a little late issuing our quarterly letter. We would fault our editorial team, but we don’t have one … just like we don’t have a sales team, recruiters, or...

2019 Second Quarter Compliance Letter

Whether you’re a rock climber or not, you have to admire Alex Honnold, the subject of the Academy Award-winning documentary film, Free Solo, and his ropeless climb of Yosemite National...