New Partnership Offers Innovative Model for Asset Managers with Global Compliance Needs
March 13, 2024 – HighCamp Compliance, a boutique employee-owned and operated compliance consulting and outsourcing firm, and London headquartered Judd Advisory, offering a range of compliance support solutions, announced today a new strategic partnership designed to address challenges of asset and investment managers who must comply with the regulatory regimes of both the U.S. Securities and Exchange Commission (“SEC”) and the U.K. Financial Conduct Authority (“FCA”).
Through this new partnership, asset managers looking to maintain compliance with the SEC and the FCA will work with a dedicated team comprised of experts from both U.S.-based HighCamp Compliance and U.K.-based Judd Advisory. By providing clients with a single team operating with a unified approach, the partnership will support and enhance all facets of a multijurisdictional compliance program, including regulatory filings, regulatory reviews and assessments, policy development, training, and compliance monitoring.
“We’re thrilled to be entering into a new partnership with the talented team at Judd Advisory, and we look forward to working alongside our Judd colleagues to provide a better compliance solution for clients with multijurisdictional needs,” said Brad Burgtorf, Founder of HighCamp Compliance. “The process of complying with two sets of regulations can be complex, but it doesn’t have to be. Our solution simplifies the process for managers with multijurisdictional needs, while delivering a better service, reducing duplication, and saving our clients time.”
The principals at HighCamp Compliance and Judd Advisory have a long track record of working together in prior compliance consulting roles and share the same commitment to technical expertise and client service. Their close history and strong relationships will enable the new partnership to benefit from seamless collaboration. Both firms possess deep experience of personnel as in-house compliance officers, and compliance consultants.
“HighCamp’s team includes some of the best in the industry, and we’re excited to partner with them to improve the way in which regulated businesses comply with a dual set of regulations,” said Adam Palmer at Judd Advisory. “Our years of experience working with dual regulated firms tell us that our clients need both the right expertise in each jurisdiction but want that advice to be as non-duplicative and as easy to access as possible. Our partnership with HighCamp enables us to better serve managers who must comply with SEC regulations, without sacrificing the boutique, client focused experience our clients value.”
The combined team is already working on joint projects. More information about the new partnership between HighCamp Compliance and Judd Advisory is available here. To learn more about working with HighCamp Compliance and Judd Advisory, contact Adam Palmer at adam.palmer@juddadvisory.com or Brad Burgtorf at brad@highcampcompliance.com.
About HighCamp Compliance
HighCamp Compliance is a boutique compliance consulting and outsourcing firm helmed by former SEC examiners, CCOs and proven consulting professionals. The firm specializes in regulatory compliance and operational support for SEC-registered private equity, real estate, venture capital, hedge funds and institutional alternative managers. HighCamp is 100-percent employee owned, with a gender-balanced leadership team. The company has locations in New York City (Metro), Los Angeles, Dallas, Denver, Milwaukee, and Bozeman.
About Judd Advisory
Judd Advisory provides FCA compliance support solutions to investment and asset managers, helping newly regulated firms launch their business, providing on-going compliance support services and regulatory reviews and audits. The firm focuses exclusively on compliance support services.
The company’s Compliance:Delivered offering provides outsourced UK Compliance Officer services, including provision of FCA approved Compliance Oversight Officers. All of the team have over 10 years of compliance experience from both in-house and compliance consulting roles.
Judd Advisory is based in London, UK.
###
