Compliance at a Higher Elevation

HighCamp provides reliable outsourced regulatory compliance services to SEC registered private fund and institutional investment advisers.

SEC Compliance Consultants

SEC Compliance Updates

SEC Division of Examinations Risk Alert: Investment Adviser MNPI Compliance Issues

On April 26, 2022, the SEC Division of Examinations (“EXAMS”) issued a risk alert highlighting investment adviser material non-public information (“MNPI”) compliance issues found during examinations. Advisers are required to...

2022 First Quarter Newsletter

Rule Proposals, Exam Priorities, Risk Alerts, & More for Investment Advisers April 2022   The first quarter of 2022 was the most active quarter for private fund advisers on risk...

2021 Year-In-Review for Investment Advisers

Guidance, Enforcement, Hot Topics, & More January 2022   I feel very fortunate to be writing HighCamp’s fifth Year-In-Review letter. To be completely candid, I questioned whether a ski bum...